Free R01 sample questions by topic
310 free questions from the R01 Financial Services, Regulation and Ethics syllabus, a few on every topic. Each answer explains why it's right and why the other options are wrong. No account needed.
Learning outcome 1
The UK financial services industry
Learning outcome 2
Serving the retail consumer
- Budgeting and managing debt5 sample questions
- Mortgages, equity release and loans5 sample questions
- Protection needs and the life cycle5 sample questions
- Life, health and payment protection products5 sample questions
- State benefits5 sample questions
- Retirement planning and pensions5 sample questions
- Saving and investing5 sample questions
- Estate and tax planning5 sample questions
- Obligations to consumers: communicating with clients5 sample questions
Learning outcome 3
Legal concepts
- Sole traders, partnerships and companies5 sample questions
- Powers of attorney and mental capacity5 sample questions
- Contract, capacity and agency5 sample questions
- Ownership of property5 sample questions
- Bankruptcy and insolvency5 sample questions
- Wills, intestacy and estates5 sample questions
- Trusts and trustees5 sample questions
Learning outcome 4
Regulation of financial services
Learning outcome 5
Regulators' approach & the Handbook
- PRA, FPC and FCA: roles and tools5 sample questions
- FCA objectives and regulatory principles5 sample questions
- FCA powers, enforcement and market abuse5 sample questions
- Risk-based supervision and compliance monitoring5 sample questions
- Financial stability and prudential regulation5 sample questions
- High Level Standards: COND, SYSC, GEN and FEES5 sample questions
- Prudential Standards and capital adequacy5 sample questions
- COBS, ICOBS and MCOB5 sample questions
- Client money, product governance and ESG rules5 sample questions
- Regulatory processes, redress and guides5 sample questions
- Consumer credit and consumer rights law5 sample questions
- Authorisation, exemptions and appointed representatives5 sample questions
Learning outcome 6
Applying the rules
- Senior Managers and Certification Regime5 sample questions
- Record-keeping, reporting and notification5 sample questions
- Training and competence5 sample questions
- Money laundering and financial crime5 sample questions
- Data protection and security5 sample questions
- Complaints and the Financial Ombudsman Service5 sample questions
- FSCS and protection for pensions5 sample questions
Learning outcome 7
The advice framework
- Product disclosure, guidance and fair treatment5 sample questions
- The Consumer Duty5 sample questions
- Independent and restricted advice, charging and basic advice5 sample questions
- Financial promotions, know your customer and suitability5 sample questions
- Client categories, disclosure, cancellation and vulnerability5 sample questions
- Monitoring and reviewing clients' plans5 sample questions
Learning outcome 8
Client advising skills
Learning outcome 9
Principles, culture & SM&CR
Learning outcome 10
Code of Ethics
Learning outcome 11
Ethics v compliance
All R01 questions, mocks and a study plan
The full R01 bank adds timed mocks weighted like the real paper, spaced review of the questions you get wrong, and a readiness score.
R0 Exam Prep is an independent revision tool. It is not produced, endorsed by or affiliated with the Chartered Insurance Institute (CII). Questions and explanations are original. Use it alongside the official study text. About R0 Exam Prep